Rachelle Ann West

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-01-26
OK	RA	APPROVED	2020-11-18

TX RA
APPROVED_RES

Since 2022-01-26
OK RA
APPROVED

Since 2020-11-18

Branch Locations

6305 Waterford Boulevard Suite 240, Oklahoma City, OK 73118 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Oklahoma City	OK	09/2018	Present
Bank Of America	Oklahoma City	OK	01/2005	08/2018

09/2018 → Present

Morgan Stanley Smith Barney Llc

Oklahoma City, OK
01/2005 → 08/2018

Bank Of America

Oklahoma City, OK

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-11-13

S66 Uniform Combined State Law Examination

2020-11-13

Other Names

Rachelle Ann Orton

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

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