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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-11-22
NJ RA APPROVED 2024-06-24
PA RA APPROVED 2019-03-07
  • FL RA
    APPROVED
    Since 2024-11-22
  • NJ RA
    APPROVED
    Since 2024-06-24
  • PA RA
    APPROVED
    Since 2019-03-07

Branch Locations

16 Campus Blvd Suite 200, Newtown Square, PA 19073 • United States

Westampton, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 09/2018 12/2018
Chick-Fil-A Mount Laurel NJ 06/2016 08/2018
Mccollister's Transporation Burlington NJ 03/2014 08/2018
Liberty University Lynchburg VA 07/2017 08/2018
Rowan College At Burlington County Mount Laurel NJ 08/2015 05/2017
Mass Mutual Life Insurance Company Newtown Square PA 01/2019 Present
Mml Investors Services Newtown Square PA 02/2019 Present
  • 09/2018 → 12/2018
    St Louis, MO
  • 06/2016 → 08/2018
    Chick-Fil-A
    Mount Laurel, NJ
  • 03/2014 → 08/2018
    Mccollister's Transporation
    Burlington, NJ
  • 07/2017 → 08/2018
    Liberty University
    Lynchburg, VA
  • 08/2015 → 05/2017
    Rowan College At Burlington County
    Mount Laurel, NJ
  • 01/2019 → Present
    Mass Mutual Life Insurance Company
    Newtown Square, PA
  • 02/2019 → Present
    Mml Investors Services
    Newtown Square, PA
Previous Registrations
  • 2018-12-26 → 2019-01-03
    Westampton, NJ
    St Louis, MO
Other Businesses

(1) NAME: CONNOR FERNHOLZ INV REL: Y ADDR: 16 CAMPUS BLVD NEWTOWN SQUARE PA 19073 NATURE: NON-MMLIA INSURANCE BROKERAGE: INDIVIDUAL LIFE, PROPERTY/CASUALTY, & GROUP LIFE POSITION: AGENT START: 03/30/2020 NO HRS/MO: 10 NO HRS/MO DUR TRADING: 5. (2) NAME: FERN INVESTMENT GROUP LLC INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: OWNER OF LLC FOR PASS THROUGH ENTITY FOR BUSINESS EXPENSES POSITION: OWNER START: 11/15/2024 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 5. DUTIES: PASS THROUGH ENTITY FOR BUSINESS EXPENSES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-21
  • S66 Uniform Combined State Law Examination
    2018-12-21

View on SEC IAPD

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