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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-30
CA RA APPROVED 2023-06-09
  • TX RA
    APPROVED_RES
    Since 2023-10-30
  • CA RA
    APPROVED
    Since 2023-06-09

Branch Locations

2555 E Camelback Rd, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc. Spokane WA 12/2018 08/2019
Ubs Spokane WA 08/2018 12/2018
Metro Pcs Spokane WA 01/2016 08/2018
Hancock Whitney Bank Slidell LA 08/2019 12/2021
Hancock Whitney Investment Services, Inc. Slidell LA 08/2019 12/2021
Mutual Of America Metairie LA 01/2022 05/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Phoenix AZ 05/2023 Present
Eastern Washington University Cheney WA 06/2011 08/2018
Bank Of America, N.A. Phoenix AL 06/2023 Present
Previous Registrations
Other Businesses

Name of the other businessRental Property 1 Whether the business is investment-relatedRental Investment Address of the other businessPhoenix, AZ Nature of the other businessRental Property Your positionOwner Title, or relationship with the other businessOwner Start date of your relationship5/2023 Approximate number of hours/month you devote to the other business1-3 Number of hours you devote to the other business during securities trading hoursN/A Briefly describe your duties relating to the other businessCollecting rents. Name of the other businessRental Property 2 Whether the business is investment-relatedRental Investment Address of the other business1349 W Osborn, Phoenix, AZ Nature of the other businessRental Property Your positionOwner Title, or relationship with the other businessOwner Start date of your relationship1/2016 Approximate number of hours/month you devote to the other business1-3 Number of hours you devote to the other business during securities trading hoursN/A Briefly describe your duties relating to the other businessCollecting rents.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-20
  • S66 Uniform Combined State Law Examination
    2019-03-20
Other Names
  • Gavin Porter
  • Gavin J. Porter

View on SEC IAPD

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