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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-30 |
| CA | RA | APPROVED | 2023-06-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services, Inc. | Spokane | WA | 12/2018 | 08/2019 |
| Ubs | Spokane | WA | 08/2018 | 12/2018 |
| Metro Pcs | Spokane | WA | 01/2016 | 08/2018 |
| Hancock Whitney Bank | Slidell | LA | 08/2019 | 12/2021 |
| Hancock Whitney Investment Services, Inc. | Slidell | LA | 08/2019 | 12/2021 |
| Mutual Of America | Metairie | LA | 01/2022 | 05/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Phoenix | AZ | 05/2023 | Present |
| Eastern Washington University | Cheney | WA | 06/2011 | 08/2018 |
| Bank Of America, N.A. | Phoenix | AL | 06/2023 | Present |
Name of the other businessRental Property 1 Whether the business is investment-relatedRental Investment Address of the other businessPhoenix, AZ Nature of the other businessRental Property Your positionOwner Title, or relationship with the other businessOwner Start date of your relationship5/2023 Approximate number of hours/month you devote to the other business1-3 Number of hours you devote to the other business during securities trading hoursN/A Briefly describe your duties relating to the other businessCollecting rents. Name of the other businessRental Property 2 Whether the business is investment-relatedRental Investment Address of the other business1349 W Osborn, Phoenix, AZ Nature of the other businessRental Property Your positionOwner Title, or relationship with the other businessOwner Start date of your relationship1/2016 Approximate number of hours/month you devote to the other business1-3 Number of hours you devote to the other business during securities trading hoursN/A Briefly describe your duties relating to the other businessCollecting rents.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-20 |
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