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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2023-06-29 |
Branch Locations
8200 Greensboro Drive Suite 625, Mclean, VA 22102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Virginia | Charlottesville | VA | 08/2014 | 05/2018 |
| Legal Aid Justice Center | Charlottesville | VA | 01/2017 | 05/2017 |
| Kcbp, Llc | Mclean | VA | 08/2018 | Present |
| Voya Financial Advisors, Inc. | Vienna | VA | 08/2018 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Kurtz, Connor, Browning & Phillips, Llc | Mclean | VA | 08/2018 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
(1) NAME OF ENTITY: Rachel Tran - Notary Public; No; SAME AS REGISTERED LOCATION ; Notary Public; Rachel Tran-Notary Public; 9/25/2018; 1; 1; Notarize documentation| (2) NAME OF OTHER BUSINESS: KURTZ, CONNOR, BROWNING & PHILLIPS, LLC (KCBP, LLC) ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 04/2018; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS:32.5 ; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES, CLIENT SERVICES AND PREP, PROVIDE ADMIN SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-01-07 |
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