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Breona Leamon

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Asheville, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-09-02
TX RA APPROVED 2021-10-18
SC RA APPROVED 2021-09-14
  • NC RA
    APPROVED
    Since 2022-09-02
  • TX RA
    APPROVED
    Since 2021-10-18
  • SC RA
    APPROVED
    Since 2021-09-14

Branch Locations

1 N Pack Sq, Asheville, NC 28801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Camden SC 03/2020 Present
Centaurus Financial, Inc Lexington SC 07/2018 03/2020
Hollywood Feed Lexington SC 06/2018 08/2018
Unemployed Columbia SC 05/2018 06/2018
Urban Dog Retreat Asheville NC 10/2017 05/2018
Mars Hill University Mars Hill NC 08/2014 05/2018
  • 03/2020 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Camden, SC
  • 07/2018 → 03/2020
    Centaurus Financial, Inc
    Lexington, SC
  • 06/2018 → 08/2018
    Hollywood Feed
    Lexington, SC
  • 05/2018 → 06/2018
    Unemployed
    Columbia, SC
  • 10/2017 → 05/2018
    Urban Dog Retreat
    Asheville, NC
  • 08/2014 → 05/2018
    Mars Hill University
    Mars Hill, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-13
  • S66 Uniform Combined State Law Examination
    2021-09-13
Other Names
  • Breona Jane Tate
  • Breona Tate

View on SEC IAPD

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Other Offices

OPPENHEIMER & CO. INC. · ASHEVILLE, NC
CETERA INVESTMENT ADVISERS LLC · ASHEVILLE, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ASHEVILLE, NC
BEACON POINTE ADVISORS, LLC · Asheville, NC
BEACON POINTE ADVISORS, LLC · Asheville, NC
EDWARD JONES · ASHEVILLE, NC
LPL FINANCIAL LLC · ASHEVILLE, NC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Asheville, NC

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