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Thanh Huy Phan Jone Tran

Schwab Wealth Advisory, Inc.

Orlando, FL

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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-04-16
FL RA APPROVED 2021-04-14
  • TX RA
    APPROVED
    Since 2021-04-16
  • FL RA
    APPROVED
    Since 2021-04-14

Branch Locations

1991 Summit Park Drive, Orlando, FL 32810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Orlando FL 08/2018 Present
Wells Fargo Gainesville FL 08/2016 08/2018
Schwab Wealth Advisory Inc Orlando FL 02/2021 Present
  • 08/2018 → Present
    Charles Schwab & Co., Inc.
    Orlando, FL
  • 08/2016 → 08/2018
    Wells Fargo
    Gainesville, FL
  • 02/2021 → Present
    Schwab Wealth Advisory Inc
    Orlando, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-26
S63 Uniform Securities Agent State Law Examination 2018-09-28
  • S66 Uniform Combined State Law Examination
    2021-03-26
  • S63 Uniform Securities Agent State Law Examination
    2018-09-28
Other Names
  • John Tran
  • Thanh Huy Tran

View on SEC IAPD

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Other Offices

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