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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2018-09-20
  • IA RA
    APPROVED
    Since 2018-09-20

Branch Locations

3700 1St Ave Ne, Cedar Rapids, IA 52402-6106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm V P Management Corp. Cedar Rapids IA 03/2005 Present
James Humphreys Insurance Agency Cedar Rapids IA 11/2005 Present
State Farm Investment Management Corp Cedar Rapids IA 08/2018 Present
  • 03/2005 → Present
    State Farm V P Management Corp.
    Cedar Rapids, IA
  • 11/2005 → Present
    James Humphreys Insurance Agency
    Cedar Rapids, IA
  • 08/2018 → Present
    Cedar Rapids, IA
Other Businesses

1) Jim Humphreys Insurance Agency; Investment-related; 3700 1st Ave NE Cedar Rapids, IA 52402-6106; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; 11/01/2005; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-09-19
S63 Uniform Securities Agent State Law Examination 2005-04-06
  • S65 Uniform Investment Adviser Law Examination
    2018-09-19
  • S63 Uniform Securities Agent State Law Examination
    2005-04-06

View on SEC IAPD

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