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167 E. Chatham Street Suite 300, Cary, NC 27511 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-02-12 |
Branch Locations
167 E. Chatham Street Suite 300, Cary, NC 27511 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Morrisville | NC | 07/2018 | 10/2018 |
| Mutual Of Omaha Insurance Company | Raleigh | NC | 02/2017 | 07/2018 |
| Bankers Life And Cusality Co. | Raleigh | NC | 01/2017 | 04/2017 |
| North Carolina State University | Raleigh | NC | 08/2012 | 01/2017 |
| Axa Advisors, Llc | New York | NY | 11/2018 | 06/2020 |
| Equitable Advisors, Llc | Raleigh | NC | 10/2018 | 01/2026 |
| North Carolina State University | Raleigh | NC | 01/2016 | 12/2016 |
| Independent Wealth Advisors, Llc | Cary | NC | 01/2026 | Present |
| Lpl Financial | Cary | NC | 02/2026 | Present |
1- 02/25/2026 - Independent Wealth Advisors LLC - Registered Investment Advisor Hybrid- Investment Related - At Reported Business Location(s) - Start Date 01/29/2026 - 160 hours per month/ during trading - I provide investment advisory services through Independent Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in 1/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2- 04/08/2026 - Crump - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 04/06/2026 - 15 hours per month/ during trading 3- Carr Brokerage and Insurance ; investment related: Yes; Location of the business: 167 E Chatham Street Cary North Carolina 27511 United States; Description of the business: Brokerage services and insurance/annuity services; Position Title: Agent; Responsibilities Duties: Helping clients with their brokerage / insurance portfolios ; Start date with business: 2026-02-06; Hours per month devoted to business during trading hours: 10; Hours per month devoted to business outside trading hours: 10; Percentage of total yearly compensation expected to be derived from the business: 35;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-23 |
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