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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-23
  • TX RA
    APPROVED
    Since 2025-07-23

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Robstown, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 09/2018 10/2021
Bay Ltd Corpus Christi TX 02/2017 08/2018
Student Kingsville TX 05/2011 02/2017
Northwestern Mutual Investment Services Llc Houston TX 09/2018 10/2021
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2019 10/2021
Gwfs Equities, Inc Greenwood Village CO 10/2021 Present
  • 09/2018 → 10/2021
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 02/2017 → 08/2018
    Bay Ltd
    Corpus Christi, TX
  • 05/2011 → 02/2017
    Student
    Kingsville, TX
  • 09/2018 → 10/2021
    Northwestern Mutual Investment Services Llc
    Houston, TX
  • 01/2019 → 10/2021
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 10/2021 → Present
    Gwfs Equities, Inc
    Greenwood Village, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-15
S63 Uniform Securities Agent State Law Examination 2018-11-10
  • S66 Uniform Combined State Law Examination
    2025-07-15
  • S63 Uniform Securities Agent State Law Examination
    2018-11-10
Other Names
  • Chad Vanaman
  • Charles Ellis Vanaman

View on SEC IAPD

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