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Hugh Swart

Charles Schwab & Co., Inc.

Nashville, TN

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2020-07-21
  • TN RA
    APPROVED
    Since 2020-07-21

Branch Locations

4012-B Hillsboro Pike Suite 103, Nashville, TN 37215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Westlake TX 08/2018 08/2019
Fayetteville Window Washing Fayetteville AR 05/2017 05/2018
University Of Arkansas Fayetteville AR 08/2014 05/2018
Charles Schwab & Co., Inc. Nashville TN 01/2020 Present
Charles Schwab Bank, Ssb Franklin TN 01/2020 03/2022
Adecco N/A Nashville TN 11/2019 01/2020
Vaco Nashville TN 09/2019 11/2019
Td Ameritrade, Inc. Nashville TN 03/2022 06/2024
Td Ameritrade Investment Management, Llc Nashville TN 03/2022 09/2023
Charles Schwab Bank, Ssb Nashville TN 11/2023 Present
  • 08/2018 → 08/2019
    Fidelity Brokerage Services Llc
    Westlake, TX
  • 05/2017 → 05/2018
    Fayetteville Window Washing
    Fayetteville, AR
  • 08/2014 → 05/2018
    University Of Arkansas
    Fayetteville, AR
  • 01/2020 → Present
    Charles Schwab & Co., Inc.
    Nashville, TN
  • 01/2020 → 03/2022
    Charles Schwab Bank, Ssb
    Franklin, TN
  • 11/2019 → 01/2020
    Adecco N/A
    Nashville, TN
  • 09/2019 → 11/2019
    Vaco
    Nashville, TN
  • 03/2022 → 06/2024
    Td Ameritrade, Inc.
    Nashville, TN
  • 03/2022 → 09/2023
    Td Ameritrade Investment Management, Llc
    Nashville, TN
  • 11/2023 → Present
    Charles Schwab Bank, Ssb
    Nashville, TN
Previous Registrations
  • 2022-04-05 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Nashville, TN
  • 2022-04-05 → 2022-10-14
    Td Ameritrade, Inc.
    Nashville, TN
    Omaha, NE
Other Businesses

1) Justice Industries | Investment Related:No|P.O. Box 1943|Brentwood|TN|37024|USA|Nonprofit Charitable Organizations|Board Member|2/10/2025|Less than 20|0|Help with fundraising and business development.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-20
S63 Uniform Securities Agent State Law Examination 2018-09-26
  • S66 Uniform Combined State Law Examination
    2020-07-20
  • S63 Uniform Securities Agent State Law Examination
    2018-09-26
Other Names
  • Hugh Alexander Swart
  • Hugh Swart

View on SEC IAPD

Other Firms

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WELLS FARGO CLEARING SERVICES, LLC
OSAIC WEALTH, INC.
OCEAN PARK ASSET MANAGEMENT, LLC
U.S. BANCORP ADVISORS, LLC
TRUIST ADVISORY SERVICES, INC.
HIGHTOWER ADVISORS, LLC
SANFORD C. BERNSTEIN & CO., LLC

Other Investors

JOHN STUART PIOVARCY
Robert Michael McMahan
Thaddeus B Corbin
HEATHER BARBOUR
CRYSTAL LYNN BEASTROM
JULIE G SANDBERG
JACKSON REESE MORAN
Hugh G Anderson

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
OSAIC WEALTH, INC. · NASHVILLE, TN
OCEAN PARK ASSET MANAGEMENT, LLC · Nashville, TN
U.S. BANCORP ADVISORS, LLC · Nashville, TN

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