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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-06-02 |
Branch Locations
132 Royal Palm Way, Palm Beach, FL 33480 • United States
22 Bull St, Savannah, GA 31401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Abn Amro Capital Usa Llc | New York | NY | 03/2011 | 08/2018 |
| Sanford C. Bernstein & Co. Llc | New York | NY | 08/2018 | 04/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Palm Beach | FL | 04/2022 | Present |
I*1500300 Entity Type: Fiduciary role Name of outside business organization: Thomas Barker Pinckney Living Trust Investment related: No Address of business: West Palm Beach, Florida, 33401 Position, title, association: Co-Trustee, Start date of relationship: 9/25/2023 Number of hours devoted: 1 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: Co-Trustee/ Self I*1521285 For profit or not for profit: Entity Charitable Name of outside business organization: Town of Palm Beach United Way Investment related: No Address of business: Palm Beach, Florida, 33480 Position, title, association: Committee, Fundraising committee Start date of relationship: 10/17/2023 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Business and Professional Committee member tasked with bringing awareness to the organization I*4151269 Entity Type: Charitable Name of OBA: Historical Society of Palm Beach County Address: West Palm Beach, Florida, 33401 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 03/30/2026 Number of Hours: 2, Monthly Number of Hours during trading: 0 Duties: To preserve and educate on the history of Palm Beach County Board Member to help with education
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-09-10 |
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