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Clint Adam Bauschatz

J.P. Morgan Securities LLC

Saginaw, MI

CRD 4935018

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-12-15
MI RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2016-12-15
  • MI RA
    APPROVED
    Since 2012-10-01

Branch Locations

1440 North Center, Saginaw, MI 48638 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Saginaw MI 10/2012 Present
Jpmorgan Chase Bank, Na. Saginaw MI 11/2005 Present
Previous Registrations
  • 2011-06-16 → 2012-10-01
    Chase Investment Services Corp.
    Saginaw, MI
    Hemlock, MI
    Saginaw, MI
    Saginaw, MI
    Saginaw, MI
    Hemlock, MI
    Saginaw, MI
    Saginaw, MI
    Saginaw, MI
    Saginaw, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-06-14
S63 Uniform Securities Agent State Law Examination 2005-04-20
  • S65 Uniform Investment Adviser Law Examination
    2011-06-14
  • S63 Uniform Securities Agent State Law Examination
    2005-04-20

View on SEC IAPD

Nearby Firms

AMERIPRISE FINANCIAL SERVICES, LLC
RAYMOND JAMES & ASSOCIATES, INC.
CWM, LLC

Nearby Investors

DOUGLAS JAMES ADAMS
SCOTT ALAN HAGENBACH
JORDAN TIMOTHY BANNERMAN

Nearby Offices

AMERIPRISE FINANCIAL SERVICES, LLC · SAGINAW, MI
RAYMOND JAMES & ASSOCIATES, INC. · SAGINAW, MI
CWM, LLC · Saginaw, MI

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