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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-01-02
AZ RA APPROVED 2019-05-14
  • TX RA
    APPROVED
    Since 2020-01-02
  • AZ RA
    APPROVED
    Since 2019-05-14

Branch Locations

2801 East Camelback Road, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Company Phoenix AZ 08/2018 Present
Fun Language Bangkok 10/2016 03/2018
Unemployed Phoenix AK 03/2018 07/2018
  • 08/2018 → Present
    Stifel Nicolaus & Company
    Phoenix, AZ
  • 10/2016 → 03/2018
    Fun Language
    Bangkok
  • 03/2018 → 07/2018
    Unemployed
    Phoenix, AK
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-06
  • S66 Uniform Combined State Law Examination
    2019-05-06

View on SEC IAPD

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