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Nicholas Michael Serati

Edward Jones

St. Louis, MO

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2026-03-30
  • MO RA
    APPROVED
    Since 2026-03-30

Branch Locations

12555 Manchester Road, St. Louis, MO 63131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 08/2018 06/2020
Imo's Pizza St. Louis MO 01/2014 09/2018
Gnc St. Louis MO 06/2015 09/2018
Umsl St. Louis MO 01/2016 05/2018
Equitable Advisors Llc New York NY 08/2018 09/2020
Td Ameritrade St. Louis MO 11/2020 01/2024
Charles Schwab & Co Inc St Louis MO 11/2023 01/2024
Stifel, Nicolaus & Company Inc St Louis MO 01/2024 02/2026
Edward Jones St Louis MO 03/2026 Present
Dick's Sporting Goods St Louis MO 08/2020 12/2020
  • 08/2018 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 01/2014 → 09/2018
    Imo's Pizza
    St. Louis, MO
  • 06/2015 → 09/2018
    Gnc
    St. Louis, MO
  • 01/2016 → 05/2018
    Umsl
    St. Louis, MO
  • 08/2018 → 09/2020
    Equitable Advisors Llc
    New York, NY
  • 11/2020 → 01/2024
    Td Ameritrade
    St. Louis, MO
  • 11/2023 → 01/2024
    Charles Schwab & Co Inc
    St Louis, MO
  • 01/2024 → 02/2026
    Stifel, Nicolaus & Company Inc
    St Louis, MO
  • 03/2026 → Present
    St Louis, MO
  • 08/2020 → 12/2020
    Dick's Sporting Goods
    St Louis, MO
Other Businesses

Personal Training St. Louis, MO Start date: 2/27/2026 Personal Trainer Hours per week: 1 Hours during trading: 0 Desc: I make workout plans for clients.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-28
S63 Uniform Securities Agent State Law Examination 2019-01-23
  • S66 Uniform Combined State Law Examination
    2026-03-28
  • S63 Uniform Securities Agent State Law Examination
    2019-01-23
Other Names
  • Nicholas Serati
  • Nicholas Serati
  • Nicholas M Serati

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