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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-09 |
| MO | RA | APPROVED | 2022-09-15 |
Branch Locations
9237 Ward Parkway Suite 208, Kansas City, MO 64114 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Century Investment Services, Inc. | Kansas City | MO | 09/2018 | 08/2019 |
| Spring Venture Group | Kansas City | MO | 07/2017 | 08/2018 |
| University Of Kansas | Lawrence | KS | 08/2013 | 05/2017 |
| Massmutual Life Insurance Co | Kansas City | MO | 08/2021 | Present |
| Mml Investors Services, Llc | Kansas City | MO | 08/2021 | Present |
| Metlife | Kansas City | MO | 09/2019 | 07/2021 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 2018-10-22 |
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