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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-20 |
Branch Locations
6504 International Parkway, Plano, TX 75093 • United States
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 09/2018 | 02/2021 |
| Northwestern Mutual Investment Services Llc | Ridgeland | MS | 04/2019 | 09/2021 |
| Waffle House | Norcross | GA | 08/2017 | 08/2018 |
| Cromo | Guatemala | 01/2016 | 07/2017 | |
| Clinton Tennis Academy | Clinton | MS | 01/2017 | 01/2018 |
| Chad Smith | Houston | TX | 02/2021 | 09/2021 |
| Keith Rollins | Houston | TX | 02/2021 | 09/2021 |
| Fisher Investments | Plano | TX | 11/2021 | Present |
RAMAZZINI HOLDINGS LLC -SOLE PROPRIATOR - ADRESS: 5900 BALCONES DRIVE STE 5495 AUSTIN TX 78731 - LLC created to house personal ventures, non finacial services related. Currently operating an onliine e commerce store in the home decor and renovations niche. Relationship began in 07/2020 - 6 to 10 hours a month are devoted to the business - weekly review or sales and revenue and quality control.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-01-20 |
| S63 | Uniform Securities Agent State Law Examination | 2019-10-26 |
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