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Alexander Pantalone

Hightower Advisors, LLC

Portland, ME

Chicago, IL

CRD 6999487

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Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2023-07-04
NH RA APPROVED 2023-06-30
  • ME RA
    APPROVED
    Since 2023-07-04
  • NH RA
    APPROVED
    Since 2023-06-30

Branch Locations

One Monument Square Suite 601, Portland, ME 04101 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Portland Integritas Advisors, Llc Portland ME 09/2017 04/2018
Portland Integritas Advisors, Llc Portland ME 05/2018 12/2019
University Of Southern Maine Portland ME 09/2016 05/2017
Mba Painting Husdon MA 06/2017 08/2017
University Of Southern Maine Portland ME 09/2017 05/2018
Portland Integritas Advisors, Llc Portland ME 01/2020 04/2021
Vigilant Capital Management, Llc Portland ME 05/2021 06/2023
Hightower Advisors, Llc Portland ME 06/2023 Present
  • 09/2017 → 04/2018
    Portland Integritas Advisors, Llc
    Portland, ME
  • 05/2018 → 12/2019
    Portland Integritas Advisors, Llc
    Portland, ME
  • 09/2016 → 05/2017
    University Of Southern Maine
    Portland, ME
  • 06/2017 → 08/2017
    Mba Painting
    Husdon, MA
  • 09/2017 → 05/2018
    University Of Southern Maine
    Portland, ME
  • 01/2020 → 04/2021
    Portland Integritas Advisors, Llc
    Portland, ME
  • 05/2021 → 06/2023
    Vigilant Capital Management, Llc
    Portland, ME
  • 06/2023 → Present
    Portland, ME
Previous Registrations
  • 2021-07-12 → 2023-07-20
    Vigilant Wealth Management
    Portland, ME
  • 2018-09-17 → 2021-05-04
    Portland Integritas Advisors, Llc
    Portland, ME
Other Businesses

Maine Estate Planning Council; Investment Related - No; Board Member; Start Date - 07/2025; Approximately 5 hours per month with 0 hours during securities trading hours; Organize the annual calendar of educational and social events for the group.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-09-10
  • S65 Uniform Investment Adviser Law Examination
    2018-09-10
Designations
  • Certified Financial Planner
Other Names
  • Alexander N. Pantalone

View on SEC IAPD

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