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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-09-15 |
| TX | RA | APPROVED | 2025-09-15 |
Branch Locations
225 Asylum Street 14Th Floor, Hartford, CT 06103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Ayco Company, L.P./Mercer Allied | Albany | NY | 07/2018 | 08/2019 |
| Liberty Mutual Insurance | Latham | NY | 10/2016 | 07/2018 |
| Key Bank | Oneonta | NY | 04/2015 | 10/2016 |
| Unemployed | Oneonta | NY | 08/2019 | 02/2021 |
| Sidney Federal Credit Union | Oneonta | NY | 03/2021 | 02/2022 |
| Capacuity Securities, Inc | Albany | NY | 02/2022 | 02/2025 |
| Morgan Stanley | Hartford | CT | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-09-13 |
| S63 | Uniform Securities Agent State Law Examination | 2022-08-22 |
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