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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-19 |
| CA | RA | APPROVED | 2020-03-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Arizona | Redlands | CA | 08/2015 | 12/2018 |
| The Homestead | Oak Glen | CA | 06/2013 | 08/2018 |
| Lpl Financial, Llc | Redlands | CA | 08/2018 | 06/2019 |
| Lpl Financial, Llc | Redlands | CA | 06/2019 | Present |
1. 06/17/2019 - STOUT, PAYNE, WANER/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ REDLANDS, CA 2. 06/21/2023 - Matson Waner Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 06/26/2023 - 0 Hours Per Month/ During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 2019-09-03 |
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