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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-05-01 |
Branch Locations
420 Throckmorton St Floor 03, Fort Worth, TX 76102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 08/2018 | 04/2020 |
| Oklahoma State University | Stillwater | OK | 10/2016 | 05/2018 |
| Hurt Cattle Co | Deming | NM | 01/2003 | 05/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Santa Fe | NM | 04/2020 | 04/2022 |
| Stifel, Nicolaus & Company, Incorporated | Fort Worth | TX | 04/2022 | 04/2025 |
| Massachusetts Mutual Life Insurance Co | Springfield | MA | 03/2019 | 04/2020 |
| Unemployed | Deming | NM | 06/2018 | 07/2018 |
| Oklahoma State University | Stillwater | OK | 08/2016 | 05/2018 |
| Jpmorgan Chase Bank, N.A. | Fort Worth | TX | 04/2025 | Present |
| J.P. Morgan Securities Llc | Fort Worth | TX | 04/2025 | Present |
Entity Name: National Cutting Horse Association Investment related: No "Address: 260 Bailey Ave. Fort Worth, TX 76107 https://www.nchacutting.com/" Nature of the other business: Equestrian Position/Title/Relationship: Owner/Partner Start Date: 01/01/2021 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I pay money to show my cutting horses in the association. I can win money when I win classes. This is not a business. This is a hobby I am heavily involved in.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-02-13 |
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