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Cole Christopher Adamson

Charles Schwab & Co., Inc.

Phoenix, AZ

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-06-08
CA RA APPROVED 2020-07-01
  • AZ RA
    APPROVED
    Since 2023-06-08
  • CA RA
    APPROVED
    Since 2020-07-01

Branch Locations

2423 E Lincoln Dr, Phoenix, AZ 85016-1215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Sun City AZ 12/2013 03/2018
Morgan Stanley Scottsdale AZ 05/2018 06/2020
Morgan Stanley Private Bank, N.A. New York NY 06/2018 06/2020
Charles Schwab & Co., Inc Phoenix AZ 06/2020 Present
Charles Schwab Bank, Ssb Phoenix AZ 06/2020 Present
  • 12/2013 → 03/2018
    Scottrade, Inc.
    Sun City, AZ
  • 05/2018 → 06/2020
    Morgan Stanley
    Scottsdale, AZ
  • 06/2018 → 06/2020
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 06/2020 → Present
    Charles Schwab & Co., Inc
    Phoenix, AZ
  • 06/2020 → Present
    Charles Schwab Bank, Ssb
    Phoenix, AZ
Previous Registrations
  • 2018-05-18 → 2020-06-18
    Morgan Stanley
    Scottsdale, AZ
  • 2017-06-26 → 2018-03-09
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-23
S63 Uniform Securities Agent State Law Examination 2007-03-20
  • S66 Uniform Combined State Law Examination
    2017-06-23
  • S63 Uniform Securities Agent State Law Examination
    2007-03-20
Other Names
  • Cole Adamson
  • Cole Christopher Adamson
  • Cole C Adamson

View on SEC IAPD

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