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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-12-09 |
| WA | RA | APPROVED | 2022-12-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Navy | Washington | DC | 05/2011 | 08/2018 |
| Ubs Financial Services Inc. | Nashville | TN | 08/2018 | 11/2022 |
| J.P. Morgan Securities Llc | Seattle | WA | 11/2022 | Present |
| Jpmorgan Chase Bank, Na. | Seattle | WA | 11/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-02 |
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