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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-12-09
WA RA APPROVED 2022-12-09
  • TX RA
    APPROVED
    Since 2022-12-09
  • WA RA
    APPROVED
    Since 2022-12-09

Branch Locations

1301 2Nd Ave Floor 24, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Navy Washington DC 05/2011 08/2018
Ubs Financial Services Inc. Nashville TN 08/2018 11/2022
J.P. Morgan Securities Llc Seattle WA 11/2022 Present
Jpmorgan Chase Bank, Na. Seattle WA 11/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-02
  • S66 Uniform Combined State Law Examination
    2018-11-02
Other Names
  • Kristopher Quinn Kirby

View on SEC IAPD

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