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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-12-07 |
| PA | RA | APPROVED | 2020-09-18 |
| TX | RA | APPROVED | 2020-09-18 |
Branch Locations
100 Vanguard Blvd, Malvern, PA 19355 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gettysburg College | Gettysburg | PA | 08/2014 | 05/2018 |
| Hpone | Trumbull | CT | 05/2017 | 08/2017 |
| Gettysburg College Residential Life | Gettysburg | PA | 08/2017 | 05/2018 |
| The Vanguard Group, Inc. | Malvern | PA | 09/2018 | Present |
| Unemployed | Fairfeild | CT | 05/2018 | 09/2018 |
| Self Employed | Philadelphia | PA | 01/2023 | Present |
| Vanguard Marketing Corporation | Malvern | PA | 09/2018 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT RELATED ADDRESS: PHILADELPHIA, PA NATURE OF BUSINESS: E-COMMERCE POSITION: OWNER START DATE: 01/2023 APPROX. HOURS/MONTH: 5 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: EBAY SALES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-09 |
| S63 | Uniform Securities Agent State Law Examination | 2018-11-29 |
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