Marco Berna

Current Employers

Employment History

• 09/2018 → 02/2021
  Mass Mutual Life Insurance Company
  New York City, NY
• 09/2018 → 02/2021
  Mml Investors Services
  New York City, NY
• 05/2014 → 04/2017
  St Giles Hotels
  Manhattan, NY
• 05/2017 → 08/2018
  Unemployed
  Jersey City, NJ
• 02/2021 → 11/2022
  Cetera Investment Services Llc
  St Cloud, MN
• 02/2021 → 11/2022
  Cetera Investment Advisers Llc
  Sunrise, FL
• 11/2022 → 05/2023
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Miami, FL
• 01/2023 → 05/2023
  Bank Of America, N.A.
  Miami, FL
• 05/2023 → Present
  Vim Global Advisors, Llc
  Coral Gables, FL

Previous Registrations

• 2023-01-03 → 2023-05-17
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Miami, FL
• 2021-02-19 → 2022-11-28
  Cetera Investment Advisers Llc
  Sunrise, FL
• 2019-02-05 → 2021-02-16
  Mml Investors Services, Llc
  New York City, NY
  New York, NY

Other Businesses

1. Insurance Licensed ? Investment-Related: Yes ? Address: Miami, FL ? Nature of Business: Insurance ? Position/Title/Relationship: Insurance Producer ? Start Date: 02/2021 - Present ? Hours/Month: 0-1 ? Hours During Securities Trading Hours: 0-1 ? Duties: Reviews, presents, and sells insurance products; may receive commissions. 2. Park Vintage Condo Association ? Investment-Related: No ? Address: 721 14th Pl., Apt 18, Miami Beach, FL 33139, USA ? Nature of Business: Condominium Association ? Position/Title/Relationship: Member of the Board ? Start Date: December 15, 2022 - Present ? Hours/Month: 1 ? Hours During Securities Trading Hours: 0 ? Duties: Serves on the condominium board; participates in building governance and association decisions. 3. Rotary Club ? Investment-Related: No ? Address: Miami, FL (Local Chapter) ? Nature of Business: Community Service Organization ? Position/Title/Relationship: Member and Board Member ? Start Date: (Insert actual start date) - Present ? Hours/Month: (Insert actual hours, e.g., 2-4) ? Hours During Securities Trading Hours: (Insert actual hours, if any) ? Duties: Participates in community service initiatives and board activities. 4. Casa Italia Miami ? Investment-Related: No ? Address: 17200 SW 83rd Ct, Palmetto Bay, FL 33157 ? Nature of Business: Non-profit organization supporting the Italian community ? Position/Title/Relationship: Member of the Board of Directors ? Start Date: May 2023 - Present ? Hours/Month: 2 ? Hours During Securities Trading Hours: 0 ? Duties: Helps organize events and cultural programming for the Italian community in Miami. 5. VIM Capital Group LLC ? Investment-Related: No ? Address: Coral Gables, FL 33134 ? Nature of Business: Mortgage Referrals ? Position/Title/Relationship: Representative ? Start Date: March 2024 - Present ? Hours/Month: 5 ? Hours During Securities Trading Hours: 5 ? Duties: Acts as a referral resource for mortgage-related inquiries. 6. VIM Capital Group Europe ? Investment-Related: No ? Address: Remote (Europe) ? Nature of Business: Mortgage Referrals ? Position/Title/Relationship: Representative ? Start Date: March 2024 - Present ? Hours/Month: 5 ? Hours During Securities Trading Hours: 5 ? Duties: Provides mortgage referral support in European jurisdictions. 7. VIM Capital Group Spain ? Investment-Related: No ? Address: Remote (Spain) ? Nature of Business: Mortgage Referrals ? Position/Title/Relationship: Representative ? Start Date: March 2024 - Present ? Hours/Month: 5 ? Hours During Securities Trading Hours: 5 ? Duties: Supports mortgage referral activities in Spain.

Exams

• S66 Uniform Combined State Law Examination
  2019-01-11