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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-10-04 |
| NV | RA | APPROVED | 2024-09-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Reno | NV | 07/2018 | Present |
| Summit Funding, Inc | Reno | NV | 10/2017 | 06/2018 |
| J.P. Morgan Securities Llc | Reno | NV | 07/2018 | Present |
| Bank Of America | Reno | NV | 02/2013 | 09/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-25 |
| S63 | Uniform Securities Agent State Law Examination | 2018-10-08 |
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