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Denise Michelle Siafa

Vanguard Advisers, Inc.

Malvern, PA

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-01-13
TX RA APPROVED 2021-01-13
  • PA RA
    APPROVED
    Since 2021-01-13
  • TX RA
    APPROVED
    Since 2021-01-13

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 08/2018 Present
Acme Markets Dresher PA 07/2000 08/2018
Vanguard Marketing Corporation Malvern PA 08/2018 Present
  • 08/2018 → Present
    The Vanguard Group, Inc.
    Malvern, PA
  • 07/2000 → 08/2018
    Acme Markets
    Dresher, PA
  • 08/2018 → Present
    Vanguard Marketing Corporation
    Malvern, PA
Other Businesses

NAME OF BUSINESS: RENTAL PROPERTY INVESTMENT-RELATED ADDRESS: PHILADELPHIA, PA NATURE OF BUSINESS: REAL ESTATE POSITION: LANDLORD/OWNER START DATE: 11/2022 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY NAME OF BUSINESS: LIMITED AGENT FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS: PHILADELPHIA, PA NATURE OF BUSINESS: FIDUCIARY POSITION: LIMITED AGENT START DATE: 12/2018 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: LIMITED AGENT NAME OF BUSINESS: LIMITED AGENT FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS: PHILADELPHIA, PA NATURE OF BUSINESS: FIDUCIARY POSITION: LIMITED AGENT START DATE: 02/2026 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: LIMITED AGENT

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-12
S63 Uniform Securities Agent State Law Examination 2018-10-03
  • S66 Uniform Combined State Law Examination
    2021-01-12
  • S63 Uniform Securities Agent State Law Examination
    2018-10-03
Other Names
  • Denise Michelle Pettus
  • Niecey Pettus
  • Nyecey Pettus
  • Denise Michelle Siafa
  • Nyecey Siafa
  • Denise Siafa

View on SEC IAPD

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