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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2025-01-13
TX RA APPROVED 2019-04-22
MO RA APPROVED 2018-10-15
  • OK RA
    APPROVED
    Since 2025-01-13
  • TX RA
    APPROVED
    Since 2019-04-22
  • MO RA
    APPROVED
    Since 2018-10-15

Branch Locations

University City, MO • United States

1515 Des Peres Rd, St Louis, MO 63131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed St Louis MO 02/2017 08/2018
Pursuit Communities St. Louis MO 03/2016 01/2018
Thrivent Investment Management Inc St Louis MO 08/2018 Present
Thrivent Financial Appleton WI 08/2018 12/2018
Thrivent Financial Appleton WI 12/2018 Present
  • 02/2017 → 08/2018
    Self Employed
    St Louis, MO
  • 03/2016 → 01/2018
    Pursuit Communities
    St. Louis, MO
  • 08/2018 → Present
    St Louis, MO
  • 08/2018 → 12/2018
    Thrivent Financial
    Appleton, WI
  • 12/2018 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

FAITH THROUGH FIRE POSITION: Board Member NATURE: Works with women who are going through breast cancer and their families by providing resources, support, and network services. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 04/01/2023 ADDRESS: 901 Stone Crossing Dr, Wentzville MO 63385, United States DESCRIPTION: Advise organization leadership and hold the them accountable to tasks, mission, and values. Work on special projects (research) and volunteer at events.Attend events as a member of the board and answer general questions about the organization.(No portion of my involvement is connected to finances or financial matters).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-12
  • S66 Uniform Combined State Law Examination
    2018-10-12
Other Names
  • Brock Thoams Howard

View on SEC IAPD

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