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Karen K Yi

Ameriprise Financial Services, LLC

Newport Beach, CA

Buena Park, CA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-28
CA RA APPROVED 2019-08-20
  • TX RA
    APPROVED_RES
    Since 2025-05-28
  • CA RA
    APPROVED
    Since 2019-08-20

Branch Locations

660 Newport Center Dr Ste 800, Newport Beach, CA 92660 • United States

Buena Park, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Irvine CA 07/2018 03/2020
Unemployed Buena Park CA 11/2017 06/2018
24 Seven Talent Los Angeles CA 08/2017 10/2017
Unemployed Buena Park CA 02/2017 07/2017
Activision Publishing Santa Monica CA 08/2007 02/2017
Ameriprise Financial Services, Llc Irvine CA 03/2020 Present
  • 07/2018 → 03/2020
    Ameriprise Financial Services, Inc.
    Irvine, CA
  • 11/2017 → 06/2018
    Unemployed
    Buena Park, CA
  • 08/2017 → 10/2017
    24 Seven Talent
    Los Angeles, CA
  • 02/2017 → 07/2017
    Unemployed
    Buena Park, CA
  • 08/2007 → 02/2017
    Activision Publishing
    Santa Monica, CA
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Irvine, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-30
  • S66 Uniform Combined State Law Examination
    2019-05-30

View on SEC IAPD

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