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Rodolfo Amadeuz Estrada Rodriguez

Wells Fargo Clearing Services, LLC

Sunnyvale, CA

San Jose, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-07-26
  • CA RA
    APPROVED
    Since 2021-07-26

Branch Locations

1202 E Arques Ave, Sunnyvale, CA 94085 • United States

50 W Fernando St. 15Th Fl, Ste 1500 [Lk/Nh-Rbo], San Jose, CA 95113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Plano TX 07/2018 06/2020
Jpmorgan Chase Bank, N.A. Plano TX 07/2018 06/2020
Wells Fargo Albuquerque NM 10/2016 09/2017
Unemployed Albuquerque NM 07/2016 10/2016
Wells Fargo Dallas TX 09/2017 07/2018
Wells Fargo Clearing Services, Llc Santa Clara CA 07/2020 Present
Wells Fargo Bank, Na Santa Clara CA 07/2020 Present
  • 07/2018 → 06/2020
    J.P. Morgan Securities Llc
    Plano, TX
  • 07/2018 → 06/2020
    Jpmorgan Chase Bank, N.A.
    Plano, TX
  • 10/2016 → 09/2017
    Wells Fargo
    Albuquerque, NM
  • 07/2016 → 10/2016
    Unemployed
    Albuquerque, NM
  • 09/2017 → 07/2018
    Wells Fargo
    Dallas, TX
  • 07/2020 → Present
    Wells Fargo Clearing Services, Llc
    Santa Clara, CA
  • 07/2020 → Present
    Wells Fargo Bank, Na
    Santa Clara, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-24
S63 Uniform Securities Agent State Law Examination 2018-11-26
  • S66 Uniform Combined State Law Examination
    2021-07-24
  • S63 Uniform Securities Agent State Law Examination
    2018-11-26
Other Names
  • Rodolfo A Estrada
  • Rudy Estrada
  • R Amadeuz Estrada
  • Amadeuz Estrada
  • Rodolfo Estrada Rodriguez
  • Rodolfo A Estrada Rodriguez
  • Rodolfo Amadeuz Estrada Rodriguez,

View on SEC IAPD

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Other Offices

CHARLES SCHWAB & CO., INC. · Sunnyvale, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Sunnyvale, CA
LPL FINANCIAL LLC · SUNNYVALE, CA
EDWARD JONES · SUNNYVALE, CA
STRATEGIC ADVISERS LLC · SUNNYVALE, CA
SV TECH VENTURES, INC. · SUNNYVALE, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Sunnyvale, CA
U.S. BANCORP ADVISORS, LLC · Sunnyvale, CA

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