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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2025-04-30 |
| AZ | RA | APPROVED | 2025-04-10 |
Branch Locations
2005 Burlington Street, North Kansas City, MO 64116 • United States
Scottsdale, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Southwestern Advantage | Nashville | TN | 05/2017 | 08/2017 |
| Ups | Columbia | MO | 09/2017 | 12/2017 |
| Great Plains Technical Services | Overland Park | KS | 03/2018 | 08/2018 |
| University Of Missouri | Columbia | MO | 08/2015 | 12/2017 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 08/2018 | 03/2025 |
| Self Employed | Scottsdale | AZ | 01/2019 | 04/2019 |
| Online Retail | Scottsdale | AZ | 08/2019 | 10/2019 |
| Fdf Wealth Strategies; | Scottsdale | AZ | 03/2025 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 03/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2025 | Present |
1. NAME OF OTHER BUSINESS: FDF WEALTH STRATEGIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 03/2025; POSITION/TITLE/RELATIONSHIP: LICENSED SALES ASSISTANT; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: LEARNING FDF WEALTH SYSTEMS AND PROCESSES, SIT IN ON CLIENT MEETINGS, LEARN HOW TO OPERATE A SUCCESSFUL ADVISORY PRACTICE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 2018-10-03 |
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