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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2024-06-26 |
| TX | RA | APPROVED | 2024-03-21 |
Branch Locations
140 Eastshore Dr Suite 105, Glen Allen, VA 23059 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Schwans Global Supply | Pasadena | TX | 06/2015 | 12/2018 |
| Axa Advisors, Llc | New York | NY | 01/2019 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 01/2019 | 12/2021 |
| Cetera Advisors Llc | St Cloud | MN | 12/2021 | 06/2024 |
| Totus Wealth Management | Houston | TX | 12/2021 | 06/2024 |
| Llave Consultants Llc | Houston | TX | 01/2022 | Present |
| Cetera Investment Advisers Llc | Houston | TX | 03/2024 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 06/2024 | Present |
1. VP OF COMMUNITY OUTREACH AT ATA-HOUSTON; MARKETING FOR EVENTS, SPONSORSHIPS, AWARENESS CAMPAIGNS; 2 HRS/WK; 2. AUTHOR AND CO-AUTHOR, SELL BOOKS AND SPEAKING ENGAGEMENTS, MARKET BOOKS FOR SALE, 2 HRS/WK; 3. LEGAL SHIELD ASSOCIATE; PROSPECT POTENTIAL CLIENTS, PRESENT BUSINESS SOLUTIONS, SECURE SALE OF SOLUTIONS; 5 HRS/WK; 4. PARTNER AND CHIEF MARKETING OFFICER AT EAGLE VISION; ACCOUNTING FIRM; ADVERTISE, PROSPECT POTENTIAL CLIENTS, PRESENT BUSINESS SOLUTIONS; SECURE SALE OF BUSINESS SOLUTIONS; 5 HRS/WK; 5. OWNER OF RENTAL PROPERTY; 6. OWNER OF LLAVE CONSULTANTS LLC; TAX REPORTING PURPOSES 7. TOTUS BUSINESS SOLUTIONS LLC, GROUP LIFE, GROUP HEALTH, PAYROLL, BUSINESS SOFTWARE, 2/HRS/WK;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-05-09 |
| S63 | Uniform Securities Agent State Law Examination | 2018-09-22 |
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