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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-06-26
TX RA APPROVED 2024-03-21
  • VA RA
    APPROVED
    Since 2024-06-26
  • TX RA
    APPROVED
    Since 2024-03-21

Branch Locations

140 Eastshore Dr Suite 105, Glen Allen, VA 23059 • United States

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Schwans Global Supply Pasadena TX 06/2015 12/2018
Axa Advisors, Llc New York NY 01/2019 06/2020
Equitable Advisors, Llc New York NY 01/2019 12/2021
Cetera Advisors Llc St Cloud MN 12/2021 06/2024
Totus Wealth Management Houston TX 12/2021 06/2024
Llave Consultants Llc Houston TX 01/2022 Present
Cetera Investment Advisers Llc Houston TX 03/2024 Present
Cetera Investment Services Llc St Cloud MN 06/2024 Present
  • 06/2015 → 12/2018
    Schwans Global Supply
    Pasadena, TX
  • 01/2019 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 01/2019 → 12/2021
    Equitable Advisors, Llc
    New York, NY
  • 12/2021 → 06/2024
    Cetera Advisors Llc
    St Cloud, MN
  • 12/2021 → 06/2024
    Totus Wealth Management
    Houston, TX
  • 01/2022 → Present
    Llave Consultants Llc
    Houston, TX
  • 03/2024 → Present
    Houston, TX
  • 06/2024 → Present
    Cetera Investment Services Llc
    St Cloud, MN
Previous Registrations
  • 2022-05-13 → 2024-03-21
    Cetera Advisors Llc
    Houston, TX
Other Businesses

1. VP OF COMMUNITY OUTREACH AT ATA-HOUSTON; MARKETING FOR EVENTS, SPONSORSHIPS, AWARENESS CAMPAIGNS; 2 HRS/WK; 2. AUTHOR AND CO-AUTHOR, SELL BOOKS AND SPEAKING ENGAGEMENTS, MARKET BOOKS FOR SALE, 2 HRS/WK; 3. LEGAL SHIELD ASSOCIATE; PROSPECT POTENTIAL CLIENTS, PRESENT BUSINESS SOLUTIONS, SECURE SALE OF SOLUTIONS; 5 HRS/WK; 4. PARTNER AND CHIEF MARKETING OFFICER AT EAGLE VISION; ACCOUNTING FIRM; ADVERTISE, PROSPECT POTENTIAL CLIENTS, PRESENT BUSINESS SOLUTIONS; SECURE SALE OF BUSINESS SOLUTIONS; 5 HRS/WK; 5. OWNER OF RENTAL PROPERTY; 6. OWNER OF LLAVE CONSULTANTS LLC; TAX REPORTING PURPOSES 7. TOTUS BUSINESS SOLUTIONS LLC, GROUP LIFE, GROUP HEALTH, PAYROLL, BUSINESS SOFTWARE, 2/HRS/WK;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-05-09
S63 Uniform Securities Agent State Law Examination 2018-09-22
  • S65 Uniform Investment Adviser Law Examination
    2022-05-09
  • S63 Uniform Securities Agent State Law Examination
    2018-09-22
Other Names
  • Damon Robert Paull
  • Damon Paull

View on SEC IAPD

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