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Jason Reynolds Hatley

LPl Financial LLC

Birmingham, AL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2019-08-02
  • AL RA
    APPROVED
    Since 2019-08-02

Branch Locations

5825 Feldspar Way, Birmingham, AL 35244 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Trussville AL 05/2018 08/2018
Surgical Care Affiliates Llc Birmingham AL 09/2007 05/2018
Northwestern Mutual Life Insurance Company Milwaukee WI 08/2018 12/2018
Northwestern Mutual Investment Services Llc Birmingham AL 08/2018 12/2018
Lpl Financial, Llc Birmingham AL 12/2018 06/2021
Lpl Financial Birmingham AL 06/2021 Present
  • 05/2018 → 08/2018
    Unemployed
    Trussville, AL
  • 09/2007 → 05/2018
    Surgical Care Affiliates Llc
    Birmingham, AL
  • 08/2018 → 12/2018
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 08/2018 → 12/2018
    Northwestern Mutual Investment Services Llc
    Birmingham, AL
  • 12/2018 → 06/2021
    Lpl Financial, Llc
    Birmingham, AL
  • 06/2021 → Present
    Lpl Financial
    Birmingham, AL
Other Businesses

1. 12/21/2018 - FI-PLAN PARTNERS, LLC/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED / 0%/ BIRMINGHAM, AL

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-01
S63 Uniform Securities Agent State Law Examination 2018-10-01
  • S66 Uniform Combined State Law Examination
    2019-03-01
  • S63 Uniform Securities Agent State Law Examination
    2018-10-01
Other Names
  • Jason Hatley

View on SEC IAPD

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Other Investors

THOMAS MICHAEL NOON
Susan Hunter Koski
Luke Banks
David Mathews
MARILYN ANN EDDINGS
JAMES IRA MCCORMICK
MELANIE SHIRLEY DICKINSON
BRENNA ROSE PRITCHETT

Other Offices

THRIVENT INVESTMENT MANAGEMENT INC. · BIRMINGHAM, AL
PFS INVESTMENTS INC. · HOOVER, AL
PMD ADVISORY · HOOVER, AL
CETERA INVESTMENT ADVISERS LLC · BIRMINGHAM, AL
CETERA INVESTMENT ADVISERS LLC · HOOVER, AL
NFSG CORPORATION · HOOVER, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Hoover, AL
PFS INVESTMENTS INC. · HOOVER, AL

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