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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-12-01
SD RA APPROVED 2022-09-02
  • TX RA
    APPROVED_RES
    Since 2025-12-01
  • SD RA
    APPROVED
    Since 2022-09-02

Branch Locations

500 S Minnesota Ave, Sioux Falls, SD 57104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Bank & Trust Huron SD 08/2018 08/2022
Lpl Financial Llc Huron SD 08/2018 08/2022
American Bank & Trust Huron SD 01/2016 08/2018
First Premier Bank Sioux Falls SD 09/2022 Present
Cetera Investment Services Llc St Cloud MN 09/2022 Present
Cetera Investment Advisers Llc Sioux Falls SD 09/2022 Present
  • 08/2018 → 08/2022
    American Bank & Trust
    Huron, SD
  • 08/2018 → 08/2022
    Huron, SD
  • 01/2016 → 08/2018
    American Bank & Trust
    Huron, SD
  • 09/2022 → Present
    First Premier Bank
    Sioux Falls, SD
  • 09/2022 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 09/2022 → Present
    Sioux Falls, SD
Previous Registrations
  • 2019-01-28 → 2022-09-09
    Huron, SD
    Wolsey, SD
    Alpena, SD
    Miller, SD
    Wessington Springs, SD
    Mellette, SD
    Pierre, SD
    De Smet, SD
    Iroquois, SD
    Sioux Falls, SD
    Sioux Falls, SD
    Watertown, SD
    Carthage, SD
    Worthington, MN
    Stickney, SD
    Sioux Falls, SD
Other Businesses

1. FIRST PREMIER BANK, REFERRALS TO ALL DEPARTMENTS OF THE BANK 2. BOARD MEMBER CALL TO FREEDOM (SOUTH DAKOTA), 1/HR/WK; 3. BOARD MEMBER SALES & MARKETING EXECUTIVES INC, 1-2/HRS/WK

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-07
  • S66 Uniform Combined State Law Examination
    2018-12-07

View on SEC IAPD

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