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Stephen Daniel Hofmann

Ridgeline Private Wealth

Rockford, IL

Mesa, AZ

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Current Employers
Ridgeline Private Wealth

2929 N Power Rd, Ste 101, Mesa, AZ 85215 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-03-04
CA RA APPROVED 2023-11-07
FL RA APPROVED 2023-04-27
GA RA APPROVED 2022-08-25
AZ RA APPROVED 2022-05-05
IL RA APPROVED 2022-05-05
  • WI RA
    APPROVED
    Since 2026-03-04
  • CA RA
    APPROVED
    Since 2023-11-07
  • FL RA
    APPROVED
    Since 2023-04-27
  • GA RA
    APPROVED
    Since 2022-08-25
  • AZ RA
    APPROVED
    Since 2022-05-05
  • IL RA
    APPROVED
    Since 2022-05-05

Branch Locations

7210 E State Street, Ste 102, Rockford, IL 61108 • United States

2929 N Power Rd, Ste 101, Mesa, AZ 85215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Midland Financial Advisors, Inc. Rockford IL 07/2018 03/2019
Midland Wealth Management Rockford IL 09/2015 03/2022
Ridgeline Private Wealth Rockford IL 03/2022 Present
  • 07/2018 → 03/2019
    Midland Financial Advisors, Inc.
    Rockford, IL
  • 09/2015 → 03/2022
    Midland Wealth Management
    Rockford, IL
  • 03/2022 → Present
    Ridgeline Private Wealth
    Rockford, IL
Previous Registrations
  • 2018-07-30 → 2019-03-15
    Midland Financial Advisors, Inc.
    Rockford, IL
    Delafield, WI
Designations

View on SEC IAPD

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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
STACKSTONE WEALTH, LLC
EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.
FIFTH THIRD SECURITIES, INC.
LPL FINANCIAL LLC

Other Investors

JASON JEFFREY WERNER
JENNIFER ELISE LEWIS
ZORANA OKILJ
DAVID RAY FEHRLE
JACK E WHEELER
THOMAS MARTIN WEIGHTMAN
EMILY MANEY VANHILLE
ERICH LEE VARGAZ

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · ROCKFORD, IL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ROCKFORD, IL
AMERIPRISE FINANCIAL SERVICES, LLC · Rockford, IL
STACKSTONE WEALTH, LLC · ROCKFORD, IL
EDWARD JONES · ROCKFORD, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Rockford, IL
FIFTH THIRD SECURITIES, INC. · ROCKFORD, IL
LPL FINANCIAL LLC · ROCKFORD, IL

More in Rockford, IL

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