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Stephen Daniel Hofmann

Ridgeline Private Wealth

Rockford, IL

Mesa, AZ

CRD 6994818

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Employer firm

Ridgeline Private Wealth CRD 318258

$173M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Ridgeline Private Wealth

2929 N Power Rd, Ste 101, Mesa, AZ 85215 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-03-04
CA RA APPROVED 2023-11-07
FL RA APPROVED 2023-04-27
GA RA APPROVED 2022-08-25
AZ RA APPROVED 2022-05-05
IL RA APPROVED 2022-05-05
  • WI RA
    APPROVED
    Since 2026-03-04
  • CA RA
    APPROVED
    Since 2023-11-07
  • FL RA
    APPROVED
    Since 2023-04-27
  • GA RA
    APPROVED
    Since 2022-08-25
  • AZ RA
    APPROVED
    Since 2022-05-05
  • IL RA
    APPROVED
    Since 2022-05-05

Branch Locations

7210 E State Street, Ste 102, Rockford, IL 61108 • United States

2929 N Power Rd, Ste 101, Mesa, AZ 85215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Midland Financial Advisors, Inc. Rockford IL 07/2018 03/2019
Midland Wealth Management Rockford IL 09/2015 03/2022
Ridgeline Private Wealth Rockford IL 03/2022 Present
  • 07/2018 → 03/2019
    Midland Financial Advisors, Inc.
    Rockford, IL
  • 09/2015 → 03/2022
    Midland Wealth Management
    Rockford, IL
  • 03/2022 → Present
    Ridgeline Private Wealth
    Rockford, IL
Previous Registrations
  • 2018-07-30 → 2019-03-15
    Midland Financial Advisors, Inc.
    Rockford, IL
    Delafield, WI
Designations
  • Certified Financial Planner

View on SEC IAPD

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