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476 Rolling Ridge Drive Suite 315, State College, PA 16801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-06-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities Llc | Pittsburg | PA | 07/2018 | 11/2018 |
| Park Avenue Securities Llc | Wilkes Barre | PA | 02/2019 | 02/2022 |
| Grove City College | Grove City | PA | 08/2014 | 05/2018 |
| Guardian Life Insurance Co | Wilkes Barre | PA | 02/2019 | 02/2022 |
| Massmutual Life Insurance Co | Wilkes Barre | PA | 04/2022 | 01/2025 |
| Mml Investors Services, Llc | Wilkes Barre | PA | 07/2022 | 01/2025 |
| The City Mission | Cleveland | OH | 05/2017 | 08/2017 |
| Unemployed | Wyoming | PA | 05/2018 | 07/2018 |
| Unemployed | Wyoming | PA | 11/2018 | 02/2019 |
| Self Employed | Wyoming | PA | 02/2022 | 03/2022 |
| Frm Financial Group Llc | Stroudsburg | PA | 02/2025 | Present |
| Vicus Capital, Inc. | State College | PA | 05/2025 | Present |
1. NAME OF OTHER BUSINESS: FRM FINANCIAL GROUP LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL/TREASURER START DATE: 01/2025 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT START DATE: 03/2022 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG-TERM CARE 3. NAME OF OTHER BUSINESS: KIWANIS CLUB INVESTMENT RELATED: NO ADDRESS: STROUDSBURG, PA NATURE OF BUSINESS: NON-PROFIT POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT START DATE: 10/2023 APX NUMBER OF HOURS PER WEEK: 1 HOUR APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 HOUR BRIEF DESCRIPTION OF DUTIES: GENERAL BOARD MEMBER DUTIES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-05-21 |
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