Travis Mattson

Employer firm

Vicus Capital, Inc. CRD 116021

$2.99B regulatory AUM 316 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2018 → 11/2018
  Park Avenue Securities Llc
  Pittsburg, PA
• 02/2019 → 02/2022
  Park Avenue Securities Llc
  Wilkes Barre, PA
• 08/2014 → 05/2018
  Grove City College
  Grove City, PA
• 02/2019 → 02/2022
  Guardian Life Insurance Co
  Wilkes Barre, PA
• 04/2022 → 01/2025
  Massmutual Life Insurance Co
  Wilkes Barre, PA
• 07/2022 → 01/2025
  Mml Investors Services, Llc
  Wilkes Barre, PA
• 05/2017 → 08/2017
  The City Mission
  Cleveland, OH
• 05/2018 → 07/2018
  Unemployed
  Wyoming, PA
• 11/2018 → 02/2019
  Unemployed
  Wyoming, PA
• 02/2022 → 03/2022
  Self Employed
  Wyoming, PA
• 02/2025 → Present
  Frm Financial Group Llc
  Stroudsburg, PA
• 05/2025 → Present
  Vicus Capital, Inc.
  State College, PA

Other Businesses

1. NAME OF OTHER BUSINESS: FRM FINANCIAL GROUP LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL/TREASURER START DATE: 01/2025 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT START DATE: 03/2022 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG-TERM CARE 3. NAME OF OTHER BUSINESS: KIWANIS CLUB INVESTMENT RELATED: NO ADDRESS: STROUDSBURG, PA NATURE OF BUSINESS: NON-PROFIT POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT START DATE: 10/2023 APX NUMBER OF HOURS PER WEEK: 1 HOUR APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 HOUR BRIEF DESCRIPTION OF DUTIES: GENERAL BOARD MEMBER DUTIES

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-05-21

Other Names

• Travis Dillion Mattson