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Brandon James

Stifel, Nicolaus & Company, Incorporated

Savannah, GA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-02-12
  • GA RA
    APPROVED
    Since 2024-02-12

Branch Locations

15 Lake Street Suite 140, Savannah, GA 31411 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Georgia Southern University Statesboro GA 08/2015 05/2018
Unemployed Rincon GA 06/2018 12/2018
C&K Transportation Port Wentworth GA 05/2016 06/2018
Axa Advisors, Llc New York NY 12/2018 06/2020
Equitable Advisors, Llc New York NY 12/2018 02/2024
Stifel, Nicolaus & Company, Incorporated Savannah GA 02/2024 Present
  • 08/2015 → 05/2018
    Georgia Southern University
    Statesboro, GA
  • 06/2018 → 12/2018
    Unemployed
    Rincon, GA
  • 05/2016 → 06/2018
    C&K Transportation
    Port Wentworth, GA
  • 12/2018 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 12/2018 → 02/2024
    Equitable Advisors, Llc
    New York, NY
  • 02/2024 → Present
    Stifel, Nicolaus & Company, Incorporated
    Savannah, GA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-08
  • S66 Uniform Combined State Law Examination
    2019-04-08
Designations

View on SEC IAPD

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CHARLES SCHWAB & CO., INC. · Savannah, GA
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STATE FARM INVESTMENT MANAGEMENT CORP. · Savannah, GA
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