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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2021-04-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Strayer University | Albuquerque | NM | 11/2015 | 05/2019 |
| Bbva Securities Inc. | Albuquerque | NM | 01/2020 | 03/2021 |
| Bbva Austin | Albuquerque | NM | 10/2019 | 02/2021 |
| Thrivent Financial | Albuquerque | NM | 05/2019 | 10/2019 |
| Thrivent Investment Management Inc. | Albuquerque | NM | 04/2019 | 10/2019 |
| Bbva Wealth Solutions, Inc. | Albuquerque | NM | 01/2020 | 02/2021 |
| Brown Mackie College Albuquerque | Albuquerque | NM | 11/2015 | 11/2016 |
| Jpmorgan Chase Bank, N.A. | Albuquerque | NM | 03/2021 | Present |
| J.P. Morgan Securities Llc | Albuquerque | NM | 03/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-07-03 |
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