Keith Andrew Steele

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2018 → 09/2020
  Massmutual
  Springfield, MA
• 07/2018 → 09/2020
  Mml Investors Services, Llc
  Springfield, MA
• 07/2018 → 09/2020
  Mml Strategic Distributors, Llc
  Springfield, MA
• 01/2018 → 07/2018
  Unemployement
  Granby, CT
• 06/2016 → 12/2017
  Zones, Inc
  Auburn, WA
• 04/2024 → Present
  Empower Financial Services, Inc
  Greenwood Village, CO
• 09/2020 → 03/2024
  Exp Realty
  Simsbury, CT

Other Businesses

1) NAME: Rental Properties INV REL: Y ADD: 37B Brewster Rd, Glastonbury CT 06033, 36 Wndmill Springs, Granby CT 06035 NATURE: Rental properties - Condominiums single family units POSITION: owner START DATE: 2004 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: collect rent, advertise/select new tenants during vacancy, address any issues regarding maintenance 2) The Parking Spot, INV rel N, ADD: 9 Schoephoester Rd, Windsor CT 06096 NATURE: Shuttle bus driver part-time, 8 hours/week NO Hr/mo during SEC Trading: 0, Describe duties: Drive shuttle bus for customers.

Exams

• S66 Uniform Combined State Law Examination
  2025-12-29
• S63 Uniform Securities Agent State Law Examination
  2024-03-25

Other Names

• Keith A Steele