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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-08-02 |
| CA | RA | APPROVED | 2011-01-03 |
Branch Locations
220 E State St, Redlands, CA 92373 • United States
5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | San Bernardino | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | San Bernardino | CA | 11/2016 | Present |
RENTAL PROPERTY, INV RELATED, RIALTO, CA, 50% OWNERSHIP, CURRENTLY 0 HOURS DEVOTED, START 1/1/2009, LANDLORD. PARENTAL BLOG, NOT INV. RELATED, RANCHO CUCAMONGA, CA, START 1/1/2011, 10 HOURS/MONTH, BLOG FOR PARENTS. ICHEN LE ABRSTRACT ARTIST, NOT INV RELATED, RANCHO CUCAMONGA, CA, 100% OWNERHSIP, START 1/25/2022, 20 HOURS PER MONTH, ZERO HOURS DURING TRADING, MAKING AND SELLING ART.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 2005-04-09 |
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