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Current Employers
Pathway Financial Solutions, Inc.

120 S Santa Fe, Salina, KS 67401 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2026-03-13
TX RA APPROVED 2026-03-13
  • KS RA
    APPROVED
    Since 2026-03-13
  • TX RA
    APPROVED
    Since 2026-03-13

Branch Locations

120 S Santa Fe, Salina, KS 67401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 08/2018 05/2022
Director's Assistant Dallas TX 08/2016 07/2018
Prospera Financial Services Inc Dallas TX 04/2023 04/2023
Sanctuary Securities Inc Southlake TX 05/2023 05/2023
Sanctuary Advisors Llc Southlake TX 05/2023 05/2023
Carpion Private Wealth Llc Southlake TX 05/2023 05/2023
Sagecamp, Inc. Dba Stoutheart Financial Group Wichita KS 01/2023 02/2023
Massachusetts Mutual Life Insurance Co Flower Mound TX 10/2018 01/2019
Jpmorgan Chase Bank, N.A. Mckinney TX 07/2023 01/2025
J.P. Morgan Securities Llc Mckinney TX 07/2023 01/2025
Unemployed Mckinney TX 06/2023 06/2023
Unemployed Wichita KS 06/2022 12/2022
Unemployed Unemployed KS 03/2023 03/2023
Pathway Financial Solutions, Inc. Salina KS 03/2026 Present
Ofg Financial Services Inc Topeka KS 08/2025 03/2026
Banker's Life Salina KS 06/2025 07/2025
Milestone Hearth Shoppe Salina KS 04/2025 06/2025
Unemployed Salina KS 01/2025 04/2025
Pathway Insurance Group Advisors, Llc Salina KS 08/2025 Present
  • 08/2018 → 05/2022
    St Louis, MO
  • 08/2016 → 07/2018
    Director's Assistant
    Dallas, TX
  • 04/2023 → 04/2023
    Dallas, TX
  • 05/2023 → 05/2023
    Sanctuary Securities Inc
    Southlake, TX
  • 05/2023 → 05/2023
    Southlake, TX
  • 05/2023 → 05/2023
    Carpion Private Wealth Llc
    Southlake, TX
  • 01/2023 → 02/2023
    Sagecamp, Inc. Dba Stoutheart Financial Group
    Wichita, KS
  • 10/2018 → 01/2019
    Massachusetts Mutual Life Insurance Co
    Flower Mound, TX
  • 07/2023 → 01/2025
    Jpmorgan Chase Bank, N.A.
    Mckinney, TX
  • 07/2023 → 01/2025
    Mckinney, TX
  • 06/2023 → 06/2023
    Unemployed
    Mckinney, TX
  • 06/2022 → 12/2022
    Unemployed
    Wichita, KS
  • 03/2023 → 03/2023
    Unemployed
    Unemployed, KS
  • 03/2026 → Present
    Salina, KS
  • 08/2025 → 03/2026
    Topeka, KS
  • 06/2025 → 07/2025
    Banker's Life
    Salina, KS
  • 04/2025 → 06/2025
    Milestone Hearth Shoppe
    Salina, KS
  • 01/2025 → 04/2025
    Unemployed
    Salina, KS
  • 08/2025 → Present
    Pathway Insurance Group Advisors, Llc
    Salina, KS
Previous Registrations
Other Businesses

Pathway Insurance Group Advisors, LLC - Investment Related - Insurance Agency - Insurance Agent - At reported business location(s) - 08/2025 Start Date - 15 hours, 15 hours during securities trading hours. Insurance Sales

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-11
  • S66 Uniform Combined State Law Examination
    2018-10-11
Other Names
  • Rae A Duff
  • Larae Ann Duff
  • Larae A Duff
  • Larae A Baker

View on SEC IAPD

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