Kathryn Ann Zalla

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2019-11-13

KY RA
APPROVED

Since 2019-11-13

Branch Locations

500 N. Hurstbourne Pkwy Suite 300, Louisville, KY 40222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services	Louisville	KY	08/2018	Present
Camp Hi-Ho	Louisville	KY	05/2016	07/2018
Water + Oak Outdoor Company	Louisville	KY	11/2016	04/2018

08/2018 → Present

Ubs Financial Services

Louisville, KY
05/2016 → 07/2018

Camp Hi-Ho

Louisville, KY
11/2016 → 04/2018

Water + Oak Outdoor Company

Louisville, KY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-11-13

S66 Uniform Combined State Law Examination

2019-11-13

Other Names

Katie Zalla

View on SEC IAPD

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