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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-10-15
CA RA APPROVED 2018-10-22
  • TX RA
    APPROVED
    Since 2020-10-15
  • CA RA
    APPROVED
    Since 2018-10-22

Branch Locations

801 10Th St, Modesto, CA 95354 • United States

45 William St, Wellesley Hills, MA 02481 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Modesto CA 07/2018 Present
Associated Students, Inc. Turlock CA 06/2017 06/2018
Associated Students, Inc. Turlock CA 06/2016 06/2017
Target Manteca CA 06/2017 05/2018
Cold Stone Creamery Turlock CA 05/2012 06/2017
Bank Of America, N.A. Modesto CA 08/2018 Present
  • 07/2018 → Present
    Modesto, CA
  • 06/2017 → 06/2018
    Associated Students, Inc.
    Turlock, CA
  • 06/2016 → 06/2017
    Associated Students, Inc.
    Turlock, CA
  • 06/2017 → 05/2018
    Target
    Manteca, CA
  • 05/2012 → 06/2017
    Cold Stone Creamery
    Turlock, CA
  • 08/2018 → Present
    Bank Of America, N.A.
    Modesto, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-19
  • S66 Uniform Combined State Law Examination
    2018-10-19

View on SEC IAPD

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