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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2022-03-04
TX RA APPROVED 2020-05-18
CA RA APPROVED 2018-11-23
  • TN RA
    APPROVED
    Since 2022-03-04
  • TX RA
    APPROVED
    Since 2020-05-18
  • CA RA
    APPROVED
    Since 2018-11-23

Branch Locations

201 Franklin Rd, Brentwood, TN 37027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Walnut Creek CA 07/2018 Present
Unemployed Estero FL 03/2018 07/2018
State Attorney Fort Myers FL 01/2018 03/2018
Cusick Law Firm Estero FL 10/2017 01/2018
Phelan Hallinan Diamond And Jones Fort Myers FL 11/2014 10/2017
Bank Of America, N.A. Walnut Creek CA 08/2018 Present
  • 07/2018 → Present
    Walnut Creek, CA
  • 03/2018 → 07/2018
    Unemployed
    Estero, FL
  • 01/2018 → 03/2018
    State Attorney
    Fort Myers, FL
  • 10/2017 → 01/2018
    Cusick Law Firm
    Estero, FL
  • 11/2014 → 10/2017
    Phelan Hallinan Diamond And Jones
    Fort Myers, FL
  • 08/2018 → Present
    Bank Of America, N.A.
    Walnut Creek, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-21
  • S66 Uniform Combined State Law Examination
    2018-11-21

View on SEC IAPD

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