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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2023-01-09
NY RA APPROVED 2021-06-18
DC RA APPROVED 2019-10-17
PA RA APPROVED 2019-09-24
TX RA APPROVED 2019-09-24
NJ RA APPROVED 2018-11-07
  • DE RA
    APPROVED
    Since 2023-01-09
  • NY RA
    APPROVED
    Since 2021-06-18
  • DC RA
    APPROVED
    Since 2019-10-17
  • PA RA
    APPROVED
    Since 2019-09-24
  • TX RA
    APPROVED
    Since 2019-09-24
  • NJ RA
    APPROVED
    Since 2018-11-07

Branch Locations

5784 Widewaters Parkway Suite 2, Syracuse, NY 13214 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Syracuse NY 09/2018 01/2019
Self-Employed Syracuse NY 04/2011 09/2018
Janney Montgomery Scott Llc Syracuse NY 01/2019 09/2022
Janney Montgomery Scott Llc Syracuse NY 09/2022 11/2022
Janney Montgomery Scott Llc Sryacuse NY 11/2022 10/2024
Janney Montgomery Scott Llc Syracuse NY 10/2024 Present
Other Businesses

1) McMahon Ryan Child Advocacy Center; not investment related; 601 East Genesee Street, Syracuse, NY 13202; Non-Profit Organization; Co-Chair of Annual Fundraiser Event: "Kick Off 4 Kids". Start date 08/09/2021; 5hrs month/0hrs during trading day; Assist with Planning and Fund Raising 2) Rotary Club of Camillus; not investment related; 4131 West Genesee Street, Camillus, NY 13031; Fraternal Organization; Member; start date: 08/24/2021; 2 hrs per month; Regular Member contributing to periodically assisting those in need. Attend periodic meeting of and participate in the Rotary Club of Camillus. Volunteer to contribute and assist with it's mission of helping support those in need. 3) Westhill Educational Foundation, Syracuse, NY. Grants in Westhill School District to help further education of students throughout the district. Board Member (09/2023) - help make decisions on issuing Grants to those applying, all for District Educational Purposes. Not compensated, not investment related, 3 hours per month. 4. McMahon Ryan Child Advocacy Center, Syracuse, NY. General Board member and Secretary (09/2022). Not investment related, not compensated, 4 hours/month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-01
  • S66 Uniform Combined State Law Examination
    2018-11-01
Designations

View on SEC IAPD

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