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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-25 |
| FL | RA | APPROVED | 2021-03-04 |
Branch Locations
9530 Marketplace Road Suite 101, Fort Myers, FL 33912 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Matress Firm | Fort Myers | FL | 07/2018 | 12/2018 |
| Commonwealth | Appleton | WI | 08/2017 | 07/2018 |
| Spectrum | Appleton | WI | 09/2016 | 08/2017 |
| Egs Communications | Green Bay | WI | 03/2016 | 09/2016 |
| Axa Advisors, Llc | New York | NY | 09/2018 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-01 |
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