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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VI | RA | APPROVED | 2022-08-31 |
| SC | RA | APPROVED | 2022-06-08 |
| TX | RA | APPROVED | 2019-07-03 |
| NC | RA | APPROVED | 2018-10-01 |
Branch Locations
2752 Pleasant Rd. Ste. 108, Ft Mill, SC 29708 • United States
331 Alcove Rd. Ste. 200, Moorseville, NC 28117 • United States
Matthews, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 07/2018 | Present |
| Cisco Systems Inc. | Charlotte | NC | 12/2016 | 09/2018 |
| Brookins Consultancy | Charlotte | NC | 10/2016 | Present |
| Belk Inc | Charlotte | NC | 10/2007 | 09/2016 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2018 | Present |
1.UNIVERSITY OF NORTH CAROLINA CHARLOTTE, 9201 UNIVERSITY CITY BLVD, CHARLOTTE, NC, 1/2013 AS ADJUNCT PROFESSOR, MARKETING DEPARTMENT. NIR - 0 HRS. 2.BANASTHALI VIDYAPITH UNIVERSITY, RAJASTHAN, INDIA, 12/2017 AS ADJUNCT FACULTY - DEPARTMENT OF COMPUTER SCIENCE & STATISTICS. NIR - 6/YR - 0/TRADING. 3.BROOKINS CONSULTANCY, 3500 TILLEY MORRIS RD, MATTHEWS, NC, 10/2016 AS OWNER PROVIDING ANALYTICS AND CUSTOMER INSIGHT CONSULTANCY. NIR - 0 HRS. 4. SMARTPRO FINANCIAL, 32 N MAIN ST STE 201, BELMONT, NC, 10/2018 ASSISTANT, PROVIDING ADMINISTRATIVE SERVICES TO FINANCIAL PROFESSIONALS, INV REL- 50/MO-20/TRADING. 5. ANUPAMA BROOKINS, 3500 TILLEY MORRIS RD, MATTHEWS, NC, 11/2018. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-3/MO-0/TRADING. 6. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 7.OIL PAINTING INSTRUCTOR, MATTHEWS, NC, 2/2010. NIR - 72/YR - 0/TRADING. 8.TUTOR, MATTHEWS, NC, 11/2019 FOR HIGH SCHOOL STUDENTS IN MATHEMATICS. NIR - 120/YR - 0/TRADING. 9. UNIVERITY OF DAYTON, 300 COLLEGE PARK, DAYTON, OH, ADJUNCT FACILTY, 04/06/20, NIR, 3/WK- 0/TRADING 10. POLL WORKER, 741 Kenilworth Ave, Suite 202, Charlotte NC, 11/2023, ELECTION WORKER, NIR, 1 HR/MO - 1 HR TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-09-21 |
| S65 | Uniform Investment Adviser Law Examination | 2018-09-18 |
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