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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2022-08-31
SC RA APPROVED 2022-06-08
TX RA APPROVED 2019-07-03
NC RA APPROVED 2018-10-01
  • VI RA
    APPROVED
    Since 2022-08-31
  • SC RA
    APPROVED
    Since 2022-06-08
  • TX RA
    APPROVED
    Since 2019-07-03
  • NC RA
    APPROVED
    Since 2018-10-01

Branch Locations

2752 Pleasant Rd. Ste. 108, Ft Mill, SC 29708 • United States

331 Alcove Rd. Ste. 200, Moorseville, NC 28117 • United States

Matthews, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 07/2018 Present
Cisco Systems Inc. Charlotte NC 12/2016 09/2018
Brookins Consultancy Charlotte NC 10/2016 Present
Belk Inc Charlotte NC 10/2007 09/2016
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2018 Present
  • 07/2018 → Present
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 12/2016 → 09/2018
    Cisco Systems Inc.
    Charlotte, NC
  • 10/2016 → Present
    Brookins Consultancy
    Charlotte, NC
  • 10/2007 → 09/2016
    Belk Inc
    Charlotte, NC
  • 10/2018 → Present
    Fairfield, IA
Other Businesses

1.UNIVERSITY OF NORTH CAROLINA CHARLOTTE, 9201 UNIVERSITY CITY BLVD, CHARLOTTE, NC, 1/2013 AS ADJUNCT PROFESSOR, MARKETING DEPARTMENT. NIR - 0 HRS. 2.BANASTHALI VIDYAPITH UNIVERSITY, RAJASTHAN, INDIA, 12/2017 AS ADJUNCT FACULTY - DEPARTMENT OF COMPUTER SCIENCE & STATISTICS. NIR - 6/YR - 0/TRADING. 3.BROOKINS CONSULTANCY, 3500 TILLEY MORRIS RD, MATTHEWS, NC, 10/2016 AS OWNER PROVIDING ANALYTICS AND CUSTOMER INSIGHT CONSULTANCY. NIR - 0 HRS. 4. SMARTPRO FINANCIAL, 32 N MAIN ST STE 201, BELMONT, NC, 10/2018 ASSISTANT, PROVIDING ADMINISTRATIVE SERVICES TO FINANCIAL PROFESSIONALS, INV REL- 50/MO-20/TRADING. 5. ANUPAMA BROOKINS, 3500 TILLEY MORRIS RD, MATTHEWS, NC, 11/2018. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-3/MO-0/TRADING. 6. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 7.OIL PAINTING INSTRUCTOR, MATTHEWS, NC, 2/2010. NIR - 72/YR - 0/TRADING. 8.TUTOR, MATTHEWS, NC, 11/2019 FOR HIGH SCHOOL STUDENTS IN MATHEMATICS. NIR - 120/YR - 0/TRADING. 9. UNIVERITY OF DAYTON, 300 COLLEGE PARK, DAYTON, OH, ADJUNCT FACILTY, 04/06/20, NIR, 3/WK- 0/TRADING 10. POLL WORKER, 741 Kenilworth Ave, Suite 202, Charlotte NC, 11/2023, ELECTION WORKER, NIR, 1 HR/MO - 1 HR TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-09-21
S65 Uniform Investment Adviser Law Examination 2018-09-18
  • S63 Uniform Securities Agent State Law Examination
    2018-09-21
  • S65 Uniform Investment Adviser Law Examination
    2018-09-18
Designations
Other Names
  • Anupama Narayanan
  • Anupama Brookins

View on SEC IAPD

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