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Shawn Robert Paulson

Northland Securities, Inc.

Minneapolis, MN

CRD 6991471

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Employer firm

Northland Securities, Inc. CRD 40258

$405M regulatory AUM 101 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • RESEARCH SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Northland Securities, Inc.

150 South 5Th Street Suite 3300, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-07-22
  • MN RA
    APPROVED
    Since 2022-07-22

Branch Locations

150 South Fifth Street Suite 3300, Minneapolis, MN 55402 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Minneapolis MN 08/2018 03/2022
Ymca Burnsville MN 08/2018 11/2018
Bethel University Arden Hills MN 08/2014 05/2018
Bethel University Arden Hills MN 10/2014 05/2018
Thrivent Financial Appleton WI 11/2018 02/2019
Thrivent Financial Appleton WI 02/2019 01/2020
Thrivent Financial Appleton WI 01/2020 03/2022
Northland Securities Minneapolis MN 03/2022 Present
  • 08/2018 → 03/2022
    Thrivent Investment Management Inc
    Minneapolis, MN
  • 08/2018 → 11/2018
    Ymca
    Burnsville, MN
  • 08/2014 → 05/2018
    Bethel University
    Arden Hills, MN
  • 10/2014 → 05/2018
    Bethel University
    Arden Hills, MN
  • 11/2018 → 02/2019
    Thrivent Financial
    Appleton, WI
  • 02/2019 → 01/2020
    Thrivent Financial
    Appleton, WI
  • 01/2020 → 03/2022
    Thrivent Financial
    Appleton, WI
  • 03/2022 → Present
    Northland Securities
    Minneapolis, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-07-20
S63 Uniform Securities Agent State Law Examination 2018-11-28
  • S65 Uniform Investment Adviser Law Examination
    2022-07-20
  • S63 Uniform Securities Agent State Law Examination
    2018-11-28
Other Names
  • Shawn Robert Paulson
  • Shawn Robert Paulson

View on SEC IAPD

Nearby Firms

HAYS FINANCIAL GROUP, LLC
THRIVENT ASSET MANAGEMENT, LLC
THRIVENT PRIVATE INVESTMENTS

Nearby Investors

Matthew William Hogan
GREGORY ALAN KLEIN
Bryon Andrew Eggan

Nearby Offices

HAYS FINANCIAL GROUP, LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · MINNEAPOLIS, MN
THRIVENT PRIVATE INVESTMENTS · MINNEAPOLIS, MN

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