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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-10-01 |
| CA | RA | APPROVED | 2024-09-09 |
Branch Locations
9465 Wilshire Boulevard Suite 700, Beverly Hills, CA 90212-2351 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Los Angeles | CA | 10/2018 | 12/2023 |
| Wells Fargo Advisors | Century City | CA | 06/2018 | 10/2018 |
| Chapman University | Orange | CA | 08/2015 | 05/2018 |
| Chapman University | Orange | CA | 08/2015 | 05/2018 |
| Bob Smith Bmw | Calabasas | CA | 08/2016 | 03/2017 |
| Rbc Capital Markets, Llc | Beverly Hills | CA | 09/2024 | Present |
| Unemployed | Encino | CA | 01/2024 | 09/2024 |
NOTARY PUBLIC, NOT INV RELATED, STATE OF CALIFORNIA, START 2/15/2023, 15 HOURS PER MONTH, ZERO HOURS DURING TRADING, NOTARIZING DOCUMENTS. SAN FERNANDO HIGH SCHOOL, NOT INV RELATED, SAN FERNANDO, CA, ASSISTANT COACH, START DATE: 8/1/23, 80 HRS PER MONTH, 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-01-10 |
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