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Current Employers
Prime Capital Financial

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-09-05
  • TX RA
    APPROVED
    Since 2018-09-05

Branch Locations

616 E Blanco Suite #201-A, Boerne, TX 78006 • United States

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Schrepfer Industries Trinadad CO 01/2008 01/2017
N/A Waco TX 02/2016 05/2018
Prime Capital Investment Advisors, Llc Boerne TX 05/2018 09/2018
Prime Capital Investment Advisors, Llc Overland Park KS 09/2018 Present
  • 01/2008 → 01/2017
    Schrepfer Industries
    Trinadad, CO
  • 02/2016 → 05/2018
    N/A
    Waco, TX
  • 05/2018 → 09/2018
    Prime Capital Investment Advisors, Llc
    Boerne, TX
  • 09/2018 → Present
    Prime Capital Investment Advisors, Llc
    Overland Park, KS
Other Businesses

1) PCRM, LLC doing business as Prime Capital Risk Management, investment-related, 6201 College Blvd., Suite #150, Overland Park, KS 66211, fixed-insurance products, insurance agent, 02/2021, 10 hrs./mo., 10 hrs during trading, sale and service of fixed-insurance products, including through non-affiliated Insurance Marketing Organizations (IMOs). 2) CHHSZ HOLDINGS, LLC, INVESTMENT-RELATED, 6201 COLLEGE BLVD SUITE #150, OVERLAND PARK, KS 66211, CHHSZ HOLDINGS, LLC IS A LIMITED LIABILITY COMPANY,"LLC" FORMED IN OCTOBER, 2019 UNDER THE LAWS OF THE STATE OF DELWARE. CHHSZ HOLDINGS, LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMENT ADVISORS, LLC ("PCIA"), A FEDERALLY REGISTERED INVESTMENT ADVISER, MEMBER, <1 HOUR PER MONTH, <1 HOUR PER MONTH DURING TRADING HOURS, MEMBER PROVIDES PROFESSIONAL (INVESTMENT ADVISORY) SERVICES AS AN IAR OF PCIA.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-09-05
  • S65 Uniform Investment Adviser Law Examination
    2018-09-05

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