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1 Transam Plaza Drive Suite 230, Oakbrook Terrace, IL 60181-4285 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2016-06-08 |
Branch Locations
1 Transam Plaza Drive Suite 230, Oakbrook Terrace, IL 60181-4285 • United States
450 E. 96Th Street Suite 500, Indianapolis, IN 46240-3760 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Harvest Investment Services, Llc | Indianapolis | IN | 06/2016 | Present |
| Proequities Inc | Indianapolis | IN | 06/2016 | 12/2016 |
1) HARVEST INVESTMENT SERVICES, LLC; INVESTMENT RELATED; 450 EAST 96TH STREET, STE. 500, INDIANAPOLIS, IN 46240-3760; INVESTMENT ADVISORY SERVICES; INVESTMENT ADVISER; START DATE 06/2016; 80 HOURS PER MONTH; 80 HOURS PER MONTH DURING TRADING HOURS; PROVIDE INVESTMENT SERVICES TO CLIENTS. 2) INDEPENDENT AGENT; INVESTMENT RELATED; 1 CORPORATE WAY, LANSING, MI 48951; INSURANCE; INSURANCE AGENT; START DATE: 07/2015; 2-3 HOURS PER MONTH; 2-3 HOURS PER MONTH DURING TRADING HOURS; SALES & SERVICE OF JACKSON NATIONAL LIFE INSURANCE EQUITY INDEXED ANNUITY AND FIXED ANNUITY PRODUCTS. 3) INDEPENDENT AGENT; NON-INVESTMENT RELATED; 450 EAST 96TH STREET, STE. 500, INDIANAPOLIS, INSURANCE SALES; INSURANCE AGENT; START DATE: 12/2015; 2 HOURS PER MONTH; 2 HOURS PER MONTH DURING TRADING HOURS; SALES AND SERVICE OF MUTUAL OF OMAHA MEDICARE SUPPLEMENT INSURANCE PRODUCTS. 4) GORDON MARKETING; NON-INVESTMENT RELATED; 20240 HAGUE ROAD, NOBLESVILLE, IN 46062; INSURANCE SALES & MARKETING; INSURANCE AGENT; START DATE: 12/2015; 4-6 HOURS PER MONTH; 4-6 HOURS PER MONTH DURING TRADING HOURS; SALES AND MARKETING OF MUTUAL OF OMAHA MEDICARE SUPPLEMENT INSURANCE PRODUCTS, EASY ISSUE LIFE PRODUCTS, AND LONG TERM CARE INSURANCE PRODUCTS. 5) INDEPENDENT AGENT; INVESTMENT RELATED; 9000 KEYSTONE CROSSING, SUITE 400, INDIANAPOLIS, IN 46240; INSURANCE; INSURANCE AGENT; START DATE: 12/2015; 1 HOUR PER MONTH; 1 HOUR PER MONTH DURING TRADING HOURS; SALES & SERVICE OF GUARDIAN LIFE INSURANCE COMPANY DISABILITY AND LIFE INSURANCE PRODUCTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-09-20 |
| S66 | Uniform Combined State Law Examination | 2013-09-04 |
| S63 | Uniform Securities Agent State Law Examination | 2005-04-13 |
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