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Current Employers
Harvest Investment Services, Llc

1 Transam Plaza Drive Suite 230, Oakbrook Terrace, IL 60181-4285 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2016-06-08
  • IN RA
    APPROVED
    Since 2016-06-08

Branch Locations

1 Transam Plaza Drive Suite 230, Oakbrook Terrace, IL 60181-4285 • United States

450 E. 96Th Street Suite 500, Indianapolis, IN 46240-3760 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Harvest Investment Services, Llc Indianapolis IN 06/2016 Present
Proequities Inc Indianapolis IN 06/2016 12/2016
Previous Registrations
  • 2016-01-13 → 2016-06-07
    Indianapolis, IN
  • 2013-09-05 → 2015-08-18
    Concourse Financial Group Securities, Inc.
    Indianapolis, IN
    Indianapolis, IN
    Birmingham, AL
Other Businesses

1) HARVEST INVESTMENT SERVICES, LLC; INVESTMENT RELATED; 450 EAST 96TH STREET, STE. 500, INDIANAPOLIS, IN 46240-3760; INVESTMENT ADVISORY SERVICES; INVESTMENT ADVISER; START DATE 06/2016; 80 HOURS PER MONTH; 80 HOURS PER MONTH DURING TRADING HOURS; PROVIDE INVESTMENT SERVICES TO CLIENTS. 2) INDEPENDENT AGENT; INVESTMENT RELATED; 1 CORPORATE WAY, LANSING, MI 48951; INSURANCE; INSURANCE AGENT; START DATE: 07/2015; 2-3 HOURS PER MONTH; 2-3 HOURS PER MONTH DURING TRADING HOURS; SALES & SERVICE OF JACKSON NATIONAL LIFE INSURANCE EQUITY INDEXED ANNUITY AND FIXED ANNUITY PRODUCTS. 3) INDEPENDENT AGENT; NON-INVESTMENT RELATED; 450 EAST 96TH STREET, STE. 500, INDIANAPOLIS, INSURANCE SALES; INSURANCE AGENT; START DATE: 12/2015; 2 HOURS PER MONTH; 2 HOURS PER MONTH DURING TRADING HOURS; SALES AND SERVICE OF MUTUAL OF OMAHA MEDICARE SUPPLEMENT INSURANCE PRODUCTS. 4) GORDON MARKETING; NON-INVESTMENT RELATED; 20240 HAGUE ROAD, NOBLESVILLE, IN 46062; INSURANCE SALES & MARKETING; INSURANCE AGENT; START DATE: 12/2015; 4-6 HOURS PER MONTH; 4-6 HOURS PER MONTH DURING TRADING HOURS; SALES AND MARKETING OF MUTUAL OF OMAHA MEDICARE SUPPLEMENT INSURANCE PRODUCTS, EASY ISSUE LIFE PRODUCTS, AND LONG TERM CARE INSURANCE PRODUCTS. 5) INDEPENDENT AGENT; INVESTMENT RELATED; 9000 KEYSTONE CROSSING, SUITE 400, INDIANAPOLIS, IN 46240; INSURANCE; INSURANCE AGENT; START DATE: 12/2015; 1 HOUR PER MONTH; 1 HOUR PER MONTH DURING TRADING HOURS; SALES & SERVICE OF GUARDIAN LIFE INSURANCE COMPANY DISABILITY AND LIFE INSURANCE PRODUCTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-09-20
S66 Uniform Combined State Law Examination 2013-09-04
S63 Uniform Securities Agent State Law Examination 2005-04-13
  • S65 Uniform Investment Adviser Law Examination
    2017-09-20
  • S66 Uniform Combined State Law Examination
    2013-09-04
  • S63 Uniform Securities Agent State Law Examination
    2005-04-13
Other Names
  • Anna Marie Van Blaricum
  • Anna Marie Ahlfeldt

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